Instant Download PECB : ISO-45001-Lead-Auditor
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PECB ISO-45001-Lead-Auditor Exam Syllabus Topics:
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Reference: https://pecb.com/en/education-and-certification-for-individuals/iso-45001/iso-45001-lead-auditor
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PECB Certified ISO 45001 Lead Auditor Sample Questions:
You are preparing for a surveillance audit of an organisation that is ISO 45001 certified. When preparing the checklist, you decided to ask whether the auditee has a documented procedure for the workers ' consultation and participation. They submitted the documented procedure with the word " OBSOLETE " on the first page.
Which of the following would be the best reaction?
- A. Raise a nonconformity to clause 7.5.3 and present it during the opening meeting.
- B. Note the procedure and check during the audit if it is part of the auditee documented information.
- C. Use the procedure to prepare the checklist and check on site the differences with the valid versions.
- D. Ask the auditee to send the procedure related to the control of documented information.
Correct Answer: B 🗳️
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Select two of the following options which are not the responsibility of an audit team leader.
- A. To introduce the audit team to the client.
- B. To report the audit results to the client.
- C. To represent the audit team.
- D. To communicate with the auditee ' s management.
- E. To offer certification to the management.
- F. To develop the audit team ' s checklists.
Correct Answer: A,E 🗳️
You are auditing a site of Street Eats, a restaurant chain. In the kitchen area, you notice a half-filled open drum sitting in a pool of liquid, which is dribbling across a work area. You ask the Head Chef what is in the drum and are told it is waste oil from the frying process. When you ask why it is kept there, you are told that it is not normally kept there, but it is not a problem, and he says that he will arrange for it to be moved to a storeroom and will give the floor a good clean.
Looking around the kitchen, you observe knives and cleavers lying around on worktops, staff wearing no protective gloves and a large pot of boiling water with nobody near it. There is no evidence of any fire extinguishers or fire blankets within sight.
Select two of the options that would give you cause for concern in relation to conformance to ISO 45001.
- A. Kitchen staff might not know that the waste oil drum is in the storeroom.
- B. The oil on the floor might spread to other areas of the kitchen.
- C. The oil in the open drum may contain impurities from the frying process.
- D. The Head Chef is too busy preparing meals to deal with safety matters.
- E. Cleaning arrangements for the kitchen may not be documented.
- F. Fire protection may be inadequate without adjacent safety equipment.
Correct Answer: B,F 🗳️
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Wash-it-up is an organisation that provides window cleaning services for the industrial sector. It has been certified to ISO 45001 for some time and has appointed a new OHS Manager. The audit plan during a surveillance audit includes the improvement actions and the auditor asks to see the most recent management review meeting minutes.
Which six of the statements would represent output audit evidence for the management review?
- A. Worker feedback of positive and negative comments
- B. Opportunities to integrate the OHS management system with other business processes
- C. Plan to prioritise health and safety issues as a business strategy
- D. Minutes of previous management reviews
- E. Report showing the trend of an increase in safety incidents
- F. Decisions related to continual improvement opportunities
- G. Updates to the risk register
- H. Allocation of a bigger budget for the OHS department
- I. Procurement of new safety harnesses for workers
- J. Improvements in the OHSMS
Correct Answer: B,C,F,H,I,J 🗳️
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To verify information, auditors need to use a combination of open and closed questions.
In what two situations would you use a ' closed ' question?
- A. To gain greater insight into the operation of a process
- B. To establish communication with the auditee with a view to building trust
- C. To confirm conformity or a non-conformity finding
- D. To check that your understanding of a situation is correct
- E. To follow your audit trail
- F. To obtain an overview of how a task is performed
Correct Answer: C,D 🗳️
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