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AAIA PDF Practice Q&A's Total Questions: 328
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ISACA AAIA Exam Syllabus Topics:

TopicDetails
Topic 1
  • Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
Topic 2
  • AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
Topic 3
  • AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.

Reference: https://www.isaca.org/credentialing/aaia

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ISACA Advanced in AI Audit Sample Questions:

From a data appropriateness and bias perspective, which of the following should be of GREATEST concern when reviewing an AI model used in a credit scoring system?

  • A. The model utilizes historical credit data to predict future credit behavior.
  • B. The model uses postal codes as a primary factor in determining creditworthiness.
  • C. The model incorporates the applicant's loan history to assess spending habits.
  • D. The model considers the applicant's income level as a key factor in the credit decision.
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Which of the following is MOST effective in analyzing unlabeled datasets to identify anomalies?

  • A. Isolation forest
  • B. Z-score analysis
  • C. Supervised learning
  • D. Principal component analysis
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Which of the following is the BEST way to ensure data fed into an AI model aligns with business objectives?

  • A. Document the data input requirements
  • B. Define new data attributes
  • C. Change to new data sources
  • D. Normalize the data within expected tolerances
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Which of the following is the PRIMARY objective of performing adversarial testing on AI models?

  • A. Fostering security awareness
  • B. Identifying control gaps
  • C. Validating AI incident response plans
  • D. Determining key risk indicators (KRIs)
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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An AI developer notices that the labeling guidelines changed during the project and asks an IS auditor for advice. Which of the following is the auditor's BEST recommendation to perform prior to retraining?

  • A. Increase class weights on recently labeled data only.
  • B. Train a larger model to absorb guideline variance.
  • C. Augment the model with additional layers to capture old and new labeling policies.
  • D. Relabel stratified samples to estimate shift and adjust data sets accordingly.
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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