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ACAMS CAMS7 中文 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Understanding Risks and Methods of Financial Crime30%- Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms
- Financial Crime Risks related to trusts and company service providers
- Financial Crime Risks related to products within other financial sectors
- Financial Crime Risks related to VASPs, cryptoassets, and related products
- Financial Crime Risks related to insurance products
- Financial Crime Risks related to gatekeepers
- Financial Crime Risks related to real estate
- Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers
- Financial Crime Risks related to gaming and gambling
Topic 2: Building an AFC Compliance Program
Topic 3: Global AFC Frameworks, Governance and Regulations- AML Regulatory Framework (Elective options: Canada, EU, UK, USA)
Topic 4: Tools and Technologies to Fight Financial Crime

ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7中文版) Sample Questions:

客戶的帳戶突然收到與客戶薪資狀況不符的大額轉帳。下一步的最佳措施是什麼?

  • A. 將客戶從監控系統中移除
  • B. 請求提供更多資金來源信息
  • C. 自動關閉帳戶
  • D. 由於帳戶年齡限制,忽略活動
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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根據金融行動特別工作組 (FATF) 關於「洩密」的建議,下列哪一項敘述準確描述了報告實體的義務?

  • A. 如果有助於在提交可疑活動報告之前澄清情況,則允許報告實體與客戶討論可疑活動
  • B. 禁止通報實體向客戶或第三方揭露已提交可疑活動報告 (SAR) 或正在進行調查的情況
  • C. 報告實體必須通知其客戶是否已提交可疑活動報告 (SAR),以維護客戶關係的透明度
  • D. 報告實體可以在組織內部共享有關可疑活動的一般信息,而不會損害機密性
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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為促進不同風險管理職能部門之間的協作,從而加強組織的反金融犯罪(AFC)計劃,應採取哪些措施? (選擇三項。)

  • A. 建立一個穩健的持續威脅情報共享框架
  • B. 高階管理層應對AFC失敗負責
  • C. 制定AFC風險、管理策略及相關技術的跨職能培訓計劃
  • D. 制定通用指標和關鍵績效指標
  • E. 在風險管理職能部門中建立獎勵機制,以鼓勵積極主動的控制措施
Reveal Solution  Discussion  0

Correct Answer: A,C,D  🗳️

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下列何者對貨幣服務業務 (MSB) 而言洗錢風險最高?

  • A. 有些 MSB 在完成盡職調查流程後向零售客戶提供貨幣兌換服務。
  • B. 有些 MSB 代表客戶處理大額個人現金交易。
  • C. 有些 MSB 代表海外工人處理小額匯款並匯回國內。
  • D. 有些 MSB 允許與居住在另一個國家的同一家庭成員進行定期和頻繁的交易
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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國家風險評估 (NRA) 可以透過以下方式影響組織反金融犯罪 (AFC) 合規計畫中的基於風險的方法 (RBA):(選擇兩個。)

  • A. 指導減輕金融犯罪風險的資源配置
  • B. 自動減少組織進行自身風險評估的責任
  • C. 協助辨識需要加強盡職調查(EDO)的高風險產業,
  • D. 消除組織內部部門風險評估的需要
  • E. 所有組織都需要採用標準化措施
Reveal Solution  Discussion  0

Correct Answer: A,C  🗳️

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